Greenboard

Greenboard is an AI-native compliance platform purpose-built for securities firms and financial institutions, now serving over 500 financial organizations after raising $20M in total funding including a $15.5M Series A led by Base10 Partners. The platform tackles one of the most operationally burdensome challenges in financial services: maintaining regulatory compliance across an ever-expanding landscape of SEC, FINRA, and state-level requirements.

The launch of GreenboardGo represents the platform's evolution into conversational AI-native compliance. This layer answers employee compliance questions instantly, routes decisions to the right compliance expert, and prepares compliance tasks automatically — transforming compliance from a bottleneck into a streamlined, AI-assisted workflow. Instead of employees waiting hours or days for compliance guidance on communications, trades, or outside business activities, GreenboardGo provides immediate, policy-informed responses while maintaining full audit trails.

Greenboard uses AI agents to detect compliance risk across communications and activities, replacing legacy back-office tooling that financial firms have relied on for decades. The platform handles the full scope of broker-dealer and investment adviser compliance programs: communications surveillance, trade monitoring, outside business activity review, gifts and entertainment tracking, and regulatory filing preparation. Every interaction is logged and auditable, meeting the strict record-keeping requirements that regulators demand.

For compliance officers and chief compliance officers at financial firms, Greenboard addresses the fundamental tension between thorough compliance oversight and operational efficiency. Rather than choosing between compliance rigor and business speed, the platform enables both by automating routine compliance tasks while escalating genuinely complex decisions to human experts. The $20M in funding and 500+ customer base signal strong product-market fit in a sector where regulatory requirements only increase over time.